VIDEO
SEC's latest changes: Navigating the private fund adviser reforms
The Securities and Exchange Commission (SEC) has recently reformed the requirements for private fund advisers.

Principal Bao Nguyen explains the amendments to the Investment Advisers Act of 1940 and what these changes mean for advisers. Watch this video to learn how Kaufman Rossin can help you stay up to date with these new compliance requirements.


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Key Contact

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Bao Nguyen, CAMS, CFE, CRCP

Principal, Broker-Dealer and Investment Adviser Practice Leader, Risk Advisory Services

Boca Raton